Problem Description
Fintech companies operate in a tightly regulated space, requiring strict adherence to AML/KYC standards. Verifying customer identities, screening for suspicious activities, and ensuring compliance with regulatory mandates is a time-intensive and error-prone task when done manually. Automating this process using a network of AI agents coordinated through Syncloop APIs enables high accuracy, scalability, and auditability—ideal for handling large volumes of compliance operations efficiently.
Working of Template
This template leverages five specialized AI agents running in a multi-agent environment using Syncloop. Each agent handles a distinct part of the AML/KYC process—ranging from document analysis to regulatory referencing and risk evaluation. The agents communicate through Syncloop APIs, allowing each to contribute insights and data toward the generation ofa final compliance report.
Agents Required
Syncloop API Usage
| Endpoint | Method | Input Parameters | Output Format |
|---|---|---|---|
| /initiate/inspection | POST | {"entity": "ABC Bank", "requestor": "User123"} | {"inspectionId": "INSP-001"} |
| /assign/agent | POST | {"inspectionId": "INSP-001", "agent": "KYC Specialist" | {"status": "Assigned"} |
| /upload/document | POST | {"inspectionId": "INSP-001", "documentType": "KYC Form", "fileId": "file1234"} | {"status": "Uploaded"} |
| /analyze/risk | POST | {"inspectionId": "INSP-001", "customerId": "CUST001"} | {"riskRating": "High", "notes": [...]} |
| /reference/regulations | GET | {"topic": "OFAC Sanctions"} | {"regulations": [...]} |
| /finalize/inspection | PUT | {"inspectionId": "INSP-001", "status": "Completed"} | {"confirmation": "Success"} |
Flow Summary
- User submits an inspection initiation request.
- Manager Agent generates an inspection ID and assigns other agents using Syncloop APIs.
- KYC Compliance Specialistprocesses uploaded documents like KYC forms and SARs.
- Risk Analyst runs transaction analysis to flag anomalies.
- Knowledge Specialist references current regulations and provides guidance.
- Reporting Agent collects outputs from the other agents and compiles a report.
- Manager Agent finalizes the process and shares the outcome.
Optional Enhancements
- OCR Agent to extract data from scanned PDFs.
- Sanctions API Integration for real-time blacklists
- Feedback Learning Agent to improve outcomes from regulatory feedback.
- Compliance Dashboard with live report stats.
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